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U.S. Securities and Exchange Commission
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221	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-02-10 15:45:44 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Securities regulation in the United States SEC filings
222	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-13 16:11:28 SEC filings U.S. Securities and Exchange Commission 73rd United States Congress Stock market Securities Exchange Act Securities regulation in the United States Schedule TO Security Securities Act
223	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-08-01 11:37:06 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Futures contract Short
224	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-16 16:03:00 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Securities regulation in the United States
225	Description of document: Presentation by Harry Markopolos of his detection of the Bernie Madoff Ponzi scheme and the failure of The Securities and Exchange Commission (SEC) to take action, at the March 13, 2014 Council Add to Reading List Source URL: www.governmentattic.org Language: English - Date: 2016-06-10 15:19:19 Economics Confidence tricksters Harry Markopolos Bernard Madoff U.S. Securities and Exchange Commission Hedge fund Certified Fraud Examiner Madoff investment scandal
226	ALABAMA SECURITIES COMMISSION POLICY STATEMENT CONCERNING LIMITED OFFERING EXEMPTION FILINGS MADE PURSUANT TO SEC RULES 504, 505 AND 506 OF REGULATION D Add to Reading List Source URL: asc.alabama.gov Language: English - Date: 2013-11-22 17:15:09 U.S. Securities and Exchange Commission Financial markets SEC filings United States securities law Stock market Regulation D Form D National Securities Markets Improvement Act Security Broker-dealer Securities market Securities Act
227	SEC Forms: A Quick Reference Guide 2016 Edition Introduction Add to Reading List Source URL: www.intelligize.com Language: English - Date: 2016-06-02 11:22:48 SEC filings U.S. Securities and Exchange Commission Stock market United States securities law 73rd United States Congress Form 20-F Shelf registration Securities Act Prospectus Securities Exchange Act Regulation D Form 10-K
228	Forschungsdatenbank der Universität Zürich Wirtschaftswissenschaftliche Fakultät > Banking und Finance, Institut für > Prof. Dr. Alexander Wagner Short Selling Regulation after the Financial Crisis – First Principl Add to Reading List Source URL: www.research-projects.uzh.ch Language: English - Date: 2016-03-10 13:55:39 Systemic risk Financial regulation Great Recession in the United States Stock market crashes Short Financial crisis of 200708 U.S. Securities and Exchange Commission Bank
229	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-02-29 11:18:25 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Securities regulation in the United States Direct Edge United States securities law
230	Who Benefited from the Mandated Disclosures of the 1964 Securities Acts Amendments? Robert Battalio Mendoza College of Business University of Notre Dame Add to Reading List Source URL: financialreg.nd.edu Language: English - Date: 2016-01-13 13:51:15 Financial markets 73rd United States Congress U.S. Securities and Exchange Commission Stock market Securities market New York Stock Exchange OTC Bulletin Board Securities Exchange Act Over-the-counter DoddFrank Wall Street Reform and Consumer Protection Act Voluntary disclosure Securities Act

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